Complications of anesthesia (sedation during surgery) occur in all patient populations, including those with Down syndrome. It just so happens that some anesthesia complications are more likely to occur in individuals with Down syndrome than their peers without Down syndrome. An awareness of these more common complications can help anesthesia providers plan safer experiences for people with Down syndrome. Planning for a safe anesthesia or sedation scenario requires an evaluation of the patient and a review of his or her relevant history by a trained anesthesia specialist. Direct consultation with an anesthesiologist well before a planned procedure may be necessary if medical or behavioral histories are complicated.

Why Would an Individual with Down Syndrome Need Anesthesia?

40-60% of infants born with Down syndrome have significant cardiac anomalies, most of which require early surgical intervention. In fact, one of the primary contributing factors in survival statistics since the 1960s has been more aggressive early cardiac intervention. Other congenital issues requiring early surgical intervention in Down syndrome populations include esophageal, gastrointestinal and urinary tract problems. Overcoming these major health conditions also means a higher probability of living long enough to develop other chronic health problems that may require surgical intervention – just like peers without Down syndrome.

What About Down Syndrome is Most Likely to Affect Anesthesia Safety?

Several aspects of Down syndrome must be considered when planning safe anesthesia experiences. Prior to administration of sedation or anesthesia, an in-depth review of current developmental and medical issues, allergies and medications, and medical/surgical history (including anesthesia history) is necessary. A physical exam is also warranted, as allowed by the patient.

In general, the most significant issues include behavior/communication, airway obstruction/sleep apnea, bradyarrhythmias (slow heart rhythms), gastroesophageal reflux (reflux of stomach contents and acid), atlantoaxial instability (a potentially unstable joint between the top two vertebrae of the neck) and airway size.

How do Behavior and Communication Issues Affect Anesthesia?

People with Down syndrome may exhibit more anxiety or agitation when placed in an unfamiliar environment like a doctor’s office or surgery suite. Severe anxiety or agitation sometimes leads to unsafe behavior for the person or others nearby, even for loved ones. Anxiety and agitation also produce sympathetic nervous system excitation (“fight or flight”) responses in the body that can contribute to anesthetic complications. For health care professionals, talking to patients and patient caregivers and establishing a rapport with them may be enough to lessen this anxiety. Preoperative sedatives may also be warranted.

It is important for family and caregivers of patients with Down syndrome to exhibit calm and encouraging emotional behavior during pre-anesthetic periods of evaluation and preparation. Receptive communication skills of people with Down syndrome are often more developed than expressive capabilities are. People with Down syndrome are able to detect anxiety and agitation in their caregivers, and will react to what they detect.

Lastly, communication difficulties can make it harder for patients with Down syndrome to describe when they are in pain or feeling nauseated, and they often have difficulty giving specifics about their pain (e.g. duration, location, radiation, sensation, and intensity). A patient’s ability to answer, in detail, about their pain greatly aids correct diagnosis of problems and appropriate treatment.

How Does Sleep Apnea or Airway Obstruction Affect Anesthesia?

People who exhibit obstructive airway problems when sleeping will be especially prone to airway obstruction under anesthesia. Patients under sedation and anesthesia lose protective airway reflexes (like the cough reflex and gag reflex) and muscle tone, thereby causing airway tissues to come together and briefly close. For people with airway tissues that are already prone to collapsing during natural sleep states, the loss of airway reflexes under anesthesia is a guarantee of obstruction. Obstructed airways are dangerous because they do not allow delivery of oxygen to the lungs, and airways that remain obstructed can be deadly. Anesthesiologists are, therefore, trained to alleviate airway obstruction by many methods, including intubation (the placement of a breathing tube into the windpipe). In rare circumstances, an incision into the neck and trachea (tracheotomy or cricothyrotomy) may be necessary to establish an open airway.

It is not routinely necessary to obtain sleep studies prior to sedation or anesthesia, but complicated surgical procedures involving airway structures or previous history of obstructive difficulties during anesthesia, may warrant a polysomnography evaluation (sleep study) prior to anesthesia or sedation. The anesthesia practitioner should ask for a relevant history of diagnosis, severity and treatment of obstructive sleep apnea in order to plan a safe anesthesia scenario.

How is Heart Rhythm Affected by Anesthesia?

Up to 50% of people with Down syndrome may exhibit bradycardia (slow heart rate) during induction of anesthesia or sedation – even slowing to the point of asystole (stopped heart). Very slow heart rates contribute to low blood pressure, which affects oxygen delivery to vital organs. Children with Down syndrome are probably more prone to exhibit bradycardia with anesthesia than adults are, but the risk is significant across age ranges.

Additionally, abnormalities of the valves in the heart, especially mitral valve prolapse (MVP), occur in about 50% of adolescents and adults with Down syndrome. Cardiac valve problems can affect hemodynamic stability during anesthesia, including heart rate, heart rhythm, blood pressure and pulmonary blood pressure. Physical exams, electrocardiograms (EKG), and echocardiograms are some of the tests used to verify existence and severity of valvular heart disease. Unfortunately, not all adults with Down syndrome will voluntarily participate in such exams without sedation or anesthesia. Anesthesiologists should inquire about suspected existence of valvular heart disease prior to sedation or anesthesia.

How Does Gastroesophageal Reflux Disease (GERD) Affect Anesthesia?

Up to 50% of people with Down syndrome may exhibit bradycardia (slow Gastroesophageal reflux disease (GERD) is an important consideration in anesthesia because it increases the risk for aspiration (inhalation of foreign material, including stomach contents). Sedation and anesthesia depress the natural protective reflexes that help keep our airways open, allow us to sense aspiration, and help us coordinate cough and swallow actions. Depression of these reflexes means we cannot protect our airway from stomach acid and contents that may reflux into the esophagus when we undergo anesthesia. Those contents can then get into our lungs where irritation, inflammation and even infection can result. Aspiration during anesthesia induction or emergence periods (going to sleep and waking) also contributes to airway obstruction, including life threatening airway spasms. Prevention of aspiration is the singular goal of fasting prior to anesthesia and sedation. Required fasting times vary according to the age of the patient and the types of food or liquids ingested.

People with Down syndrome are more prone to acid reflux than people without Down syndrome. They also exhibit weaker cough reflexes as compared to their peers without Down syndrome, exhibit higher rates of obesity and are known to develop much higher rates of pneumonia. This combination of traits places them at higher risk for aspiration during sedation and anesthesia, and significantly higher risk of complications during the procedures.

How Does Atlantoaxial/Atlantooccipital Instability (AAI/AOI) Affect Anesthesia?

People with Down syndrome are more prone to develop AAI or AOI (instability of upper neck and head-neck joints), which places them at higher risk for catastrophic spinal cord injury. Maneuvering the head and neck to open obstructive airways and to place airway devices, including endotracheal tubes, is an expected part of nearly every sedation and anesthetic. If someone has AAI/AOI, routine manipulation of the neck can be very dangerous. Maintaining a neutral head and neck position during airway instrumentation or intubation is usually sufficient to prevent spinal cord injury, but such positioning can interfere with the anesthesiologist’s ability to successfully intubate or otherwise keep a patient with Down syndrome’s airway open.

Pre-operative neck films, computed tomography (CT) or medical clearance from a neurologist or neurosurgeon may be necessary prior to anesthesia.

What Does Airway Size Have to do With Anesthesia?

People with Down syndrome typically have smaller glottic and tracheal diameters (voicebox and windpipe sizes) than their peers without Down syndrome, and they also exhibit higher incidences of subglottic stenosis and tracheomalacia (abnormally narrowed or soft windpipe). When undergoing endotracheal intubation for anesthesia, patients with Down syndrome require smaller endotracheal tubes (breathing tubes) than their peers who do not have Down syndrome. It is important for the intubating practitioner to remember this principle in order to avoid unnecessary tracheal, vocal cord, or voice box injury.

What Other Issues in Down Syndrome Affect Anesthesia?

Difficult intravenous (IV) access related to obesity and xerodermia (dry, thickened skin) can complicate delivery of anesthesia and pain medicines. Other conditions that must be considered when planning anesthesia and sedation include: autoimmune disorders, diabetes, dementia, depression, epilepsy, hypotonia, obesity and osteoporosis. Some of these conditions occur at higher frequencies in people with Down syndrome, but most occur at similar rates compared to other populations.

Anesthesia personnel should ask a lot of questions about the patient’s medical and surgical histories because many remote conditions can lead to sequelae (consequences of injury or disease) – even apparently unsymptomatic sequelae – that directly affect anesthetic safety.


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